Show Recommended textbook solutions Krugman's Economics for AP2nd EditionDavid Anderson, Margaret Ray 1,042 solutions Essentials of Investments9th EditionAlex Kane, Zvi Bodie 689 solutions Explorations in Economics1st EditionAlan Krueger 1,281 solutions Principles of Microeconomics6th EditionN. Gregory Mankiw 788 solutions Is the SEC a federal agency?The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President and confirmed by the Senate.
What government agency regulates the securities market?The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
Who is regulated by SEC?The Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. The Division regulates the major securities market participants, including broker-dealers, self-regulatory organizations (such as stock exchanges, FINRA, and clearing agencies), and transfer agents.
What is SEC stand for?U.S. Securities and Exchange Commission
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Which of the following is the federal government agency that regulates us securities markets
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